- Bond dealers and brokers (36)
- Brokers, security (287)
- Dealers, security (101)
- Floor traders, security (8)
- Note brokers (4)
- Stock brokers and dealers (303)
- Stock option dealers (2)
- Tax certificate dealers (2)
- Traders, security (19)
- Distributors, security (94)
- Investment bankers (370)
- Investment certificate sales (35)
- Investment firm, general brokerage (1944)
- Securities flotation companies (6)
- Syndicate shares (real estate, entertainment, equip.) sales (7)
- Underwriters, security (18)
- Mineral royalties dealers (13)
- Oil and gas lease brokers (46)
- Oil royalties dealers (5)
- Mortgages, buying and selling (83)
- Mutual funds, selling by independent salesperson (249)
